Promontory

Consultancy Services Regarding Business Strategies

Mergers and Acquisitions Advisory and Consultancy Services Financial Management and Investment Banking Services

Financial Services, Namely, Investment Services In a Portfolio of Investments In the Nature of Derivatives, Bonds, Notes, Debentures, and Other Debt Securities

Funding of Investments By Issuing Shares, Commercial Paper, Capital Notes, Medium Term Notes and Other Debt Securities

Financial Services, Namely, Structuring, Origination, Funding and Administration of Credit Facilities and Investment Vehicles For Others and Advisory Services Relating Thereto

Venture Capital Funding Services To Start-Up, Emerging and Growth Companies

Capital Raising Services, Namely, Funding Services To Start-Up, Emerging and Growth Companies

Investment Services In the Field of Venture Capital and Private Equity, Namely, Solicitation of Capital For Private Equity Investments, Evaluation of Potential Investments, Operation and Management of Investment Funds, and Investment Funding, Consultation and Management Regulatory Compliance Services, Namely, Reviewing Standards and Practices To Identify and Assess Compliance-Related Risks With Financial Services Institutions Laws and Regulations

Regulatory Compliance Consulting Services, Namely, Consulting On Standards and Practices To Assure Compliance With Financial Services Institutions Laws and Regulations

Providing Temporary Use Online of Non-Downloadable Software and Regulatory Compliance Diagnostic Software Tools For Use By Financial Services Institutions In Monitoring and Tracking Regulatory Compliance and In Identifying and Assessing Compliance-Related Risks